Capital markets
Investment funds: CVM publishes letter with guidelines on the adaptation of the remuneration arrangements of service providers.
CVM Resolution 175/22 represents a new regulatory framework for investment funds, modernizing the rules on the constitution, operation and disclosure of fund information and the provision of services to funds.
One-off adjustments to the sector's regulatory framework address FII, FIP, ETF, among other categories of funds.
Changes expand possibilities and access for foreign issuers.
Autarchy discloses Annual Circular Letter 2023 to clarify procedures to be adopted in the routine obligations of companies.
Regulation amends the contents of CVM Resolution 80 and CVM Resolution 160 to facilitate procedures related to offers
New CVM resolution accelerates transactions carried out via automatic registration procedure and aimed exclusively at professional investors.
Check out the innovations brought by CVM Resolution 160, which comes into force on January 2, 2023
Model adopted in CVM Resolution 135 was inspired by the European regulation for the definition of large in scale orders (LIS).
Authority approves proposal for a consent order in process in which an investor questioned the amount recorded by the company in the capital stock and profit reserves accounts.
Circular-Letter 2/2022/CVM/SIN/SSE brings clarifications directed to investment fund managers.
CVM Guidance Opinion 40 consolidates understanding on regulation of cryptoasset securities.